Capital Raising

Raise capital with confidence

When a capital raising comes together, timetables are tight and every document has to be right. Horizon Governance handles the governance and compliance side, so your board and advisers can focus on the deal.

Placements

Listing Rule 7.1 generally lets a listed entity issue up to 15% of its capital in 12 months without shareholder approval, and eligible entities can seek an extra 10% under Listing Rule 7.1A. We track your placement capacity, prepare board approvals and lodge the ASX paperwork, including Appendix 3B and 2A forms and cleansing notices.

Entitlement offers and share purchase plans

We coordinate timetables with your share registry, lead manager and lawyers, and prepare the board resolutions and ASX announcements each step requires.

Shareholder approvals

Where a raising needs shareholder approval, such as issues to directors or ratifying earlier placements, we prepare the notice of meeting and run the meeting.

Corporate fundraising for unlisted companies

Growing private and unlisted companies raise capital too. We help with share issues, investor documentation, updating registers and lodging the changes with ASIC.